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Your Guide to State Securities Regulators and Investment Protection
When investments go wrong, state securities divisions are your front-line protection against financial fraud and investment misconduct. This comprehensive directory provides direct access to securities regulators in all 50 states and the District of Columbia.
This directory is regularly updated to ensure accuracy. Last updated: January 2025
Alabama Securities Commission
Mailing Address:
P.O. Box 304700, Montgomery, AL 36130-4700
Phone Number:
1-800-222-1253
or
334-242-2984
Fax Number:
334-242-0240
Email Address:
asc@asc.alabama.gov
Website:
https://asc.alabama.gov/
Division of Banking & Securities
Mailing Address:
550 W 7th AVE, STE 1850. Anchorage, AK 99501
OR
PO Box 110807. Juneau, AK 99811-0807
Phone Number:
907-465-2521
Toll-Free Number:
888-925-2521
Fax Number:
907-465-1230
Email Address:
dbsc@alaska.gov
Website:
commerce.alaska.gov
Arizona Corporation Commission
Mailing Address:
1200 W. Washington Street. Phoenix, AZ 85007
Phone Number:
602-542-4242
Toll-Free Number (In-State Only):
1-866-837-4399
Fax Number:
602-542-2072
Email Address:
SecuritiesDiv@azcc.gov
Website:
https://www.azcc.gov/securities
Arkansas Securities Department
Mailing Address:
1 Commerce Way, Suite 402 Little Rock, AR 72202
Phone Number:
501-324-9260
Toll-Free Number:
800-981-4429
Fax Number:
501-324-9268
Email Address: [email protected]
Website:
https://securities.arkansas.gov/
California Department of Financial Protection and Innovation (DFPI)
Mailing Address:
2101 Arena Boulevard Sacramento, CA 95834
Phone Number:
866-275-2677 (Toll-Free)
Website:
https://dfpi.ca.gov/
Email Address:
Ask.DFPI@dfpi.ca.gov
Colorado Division of Securities
Mailing Address:
1560 Broadway, Suite 900 Denver, CO 80202
Phone Number:
303-894-2320
Fax Number:
303-861-2126
Email Address:
dora_SecuritiesWebsite@state.co.us
Website:
https://securities.colorado.gov/
Connecticut Department of Banking
Securities and Business Investments Division
Mailing Address:
260 Constitution Plaza Hartford, CT 06103-1800
Phone Number:
860-240-8230
or toll-free at
800-831-7225
Fax Number:
860-240-8295
Website:
portal.ct.gov/DOB
Email Address:
Department.Banking@ct.gov
Delaware Division of Corporations
Mailing Address:
550 E. Basin Road, Suite 500 Dover, DE 19904
Phone Number:
302-739-4240
Fax Number:
302-739-4443
Email Address: [email protected]
Website:
de.gov/divisions/corporations
Florida Office of Financial Regulation Securities Division
Mailing Address:
200 East Gaines Street Tallahassee, FL 32399-0350
Phone Number:
850-413-3080
Toll-Free Number:
1-800-342-3555
Fax Number:
850-413-3081
Website:
https://www.floridacfo.gov/
Email Address: SecuritiesHelp@myfloridacfo.com
Georgia Securities Division
Mailing Address:
2 Martin Luther King Jr. Drive Atlanta, GA 30334
Phone Number:
404-656-2213
Toll-Free Number:
1-800-572-8797
Fax Number:
404-656-2223
Website: sos.ga.gov/index.php/divisions/securities
Email Address:
securities@sos.ga.gov
Securities Enforcement Branch
Department of Commerce and
Consumer Affairs
Mailing Address:
335 Merchant Street, Suite 205 Honolulu, HI 96813
Phone Number:
808-586-2740
Email Address:
seb@dcca.hawaii.gov
Website:
https://cca.hawaii.gov/sec/contact/
Idaho Department of Finance
Mailing Address:
P.O. Box 83720 Boise, ID 83720-0031
Phone Number:
208-332-8000
Toll-Free Number (Idaho Only):
1-888-346-3378
Fax Number:
208-332-8099
Email Address:
finance@finance.idaho.gov
Website:
http://finance.idaho.gov
Illinois Securities Department
Mailing Address:
421 E. Capitol Ave., 2nd Fl. Springfield, IL 62701 Phone Number:
217-785-2256
Fax Number:
217-785-4948
Website: https://www.cyberdriveillinois.com/services/phonesos.html
Email Address:
contact@ilsecurities.com
Indiana Securities Division
Mailing Address:
302 West Washington Street, Room E306. Indianapolis, IN 46204-2789
Phone Number:
317-232-2980
Toll-Free Number:
1-877-682-3463
Fax Number:
317-232-4196
Website:
https://www.in.gov/sos/securities/
Email Address:
securities@sos.in.gov
Iowa State Commerce
Department Securities Bureau
Mailing Address:
900 East Grand Avenue Des Moines, IA 50319-0001
Phone Number:
515-281-8000
Toll-Free Number:
1-877-231-5114
Fax Number:
515-281-3884
Website: https://commerce.iowa.gov/divisions/securities
Email Address:
securities@iowa.gov
Kansas Securities Commissioner
Mailing Address:
900 SW Jackson St., Suite 500. Topeka, KS 66612-1327
Phone Number:
785-296-3061
Toll-Free Number:
1-800-662-5880
Fax Number:
785-296-3370
Website:
https://www.ks.gov/insurance/securities
Email Address:
securities@ks.gov
Kentucky Department of Financial Institutions
Securities Division
Mailing Address:
200 Fair Oaks Lane. Frankfort, KY 40601
Phone Number:
502-573-0360
Toll-Free Number:
1-800-928-8555
Fax Number:
502-573-0369
Website:
https://dfi.ky.gov/securities/
Email Address:
securities@ky.gov
Louisiana Department of Insurance
Securities Division
Mailing Address:
P.O. Box 94096. Baton Rouge, LA 70804-9096
Phone Number:
225-925-7100
Toll-Free Number:
1-800-252-2231
Fax Number:
225-925-7130
Website:
ldi.la.gov/securities
Email Address:
securities@ldi.la.gov
Maine Bureau of Securities
Mailing Address:
34 State House Station. Augusta, ME 04333-0034
Phone Number:
207-624-8567
Toll-Free Number:
1-800-442-4506
Fax Number:
207-624-8569
Website:
maine.gov/pfr/securities
Email Address:
securities@maine.gov
Maryland Securities Division
Mailing Address:
500 N. Calvert Street, 17th Floor Baltimore, MD 21202
Phone Number:
410-230-5900
Toll-Free Number:
1-800-492-7447
Fax Number:
410-333-6930
Website:
securities.maryland.gov
Email Address:
securities@maryland.gov
Massachusetts Securities Division
Mailing Address:
1000 Washington Street, Suite 700. Boston, MA 02118-6400
Phone Number:
617-973-9393
Toll-Free Number:
1-866-863-7323
Fax Number:
617-973-0962
Website:
sec.state.ma.us
Email Address:
securities@sec.state.ma.us
Michigan Department of Licensing and Regulatory Affairs (LARA)
Securities Bureau
Mailing Address:
P.O. Box 30224. Lansing, MI 48909
Phone Number:
517-241-3399
Toll-Free Number:
1-877-999-6444
Fax Number:
517-241-3397
Website:
https://www.michigan.gov/lara/0,9815,7-351-90697_90698_90701---,00.html
Email Address:
SecuritiesComplaints@michigan.gov
Minnesota Department of Commerce
Securities Division
Mailing Address:
800 Nicollet Mall, Suite 100.
Minneapolis, MN 55402-7008
Phone Number:
612-607-0500
Toll-Free Number:
1-800-657-3602
Fax Number:
612-607-0599
Website:
mn.gov/commerce/business-finance/securities/
Email Address:
securities.fraud@state.mn.us
Mississippi Securities Division
Mailing Address:
239 North Lamar Street, Suite 400. Jackson, MS 39201-2010
Phone Number:
601-359-3656
Toll-Free Number:
1-800-572-8797
Fax Number:
601-359-3658
Website:
https://www.sos.ms.gov/securities
Email Address:
securities@sos.ms.gov
Missouri Securities Division
Mailing Address:
P.O. Box 726. Jefferson City, MO 65102
Phone Number:
573-751-4343
Toll-Free Number:
1-800-721-0422
Fax Number:
573-751-3397
Website:
https://www.sos.mo.gov/business/securities/
Email Address:
securities.fraud@sos.mo.gov
Montana State Auditor's Office
Securities and Insurance Division
Mailing Address:
P.O. Box 200201 Helena, MT 59620-0201
Phone Number:
406-444-3024
Toll-Free Number:
1-800-332-6148
Fax Number:
406-444-3026
Website:
https://sao.mt.gov/securities
Email Address:
securities@mt.gov
Department of Banking and Finance
Securities Division
Mailing Address:
P.O. Box 94686 Lincoln, NE 68509-4686
Phone Number:
402-471-2881
Fax Number:
402-471-3710
Website:
https://ndbf.nebraska.gov/industries/securities/securities-regulation https://ndbf.nebraska.gov/consumers/complaints
Nevada Secretary of State
Securities Division
Mailing Address:
2250 Las Vegas Blvd. North, Suite 400, North Las Vegas, Nevada 89030
Phone Number:
702-486-2440
Fax Number:
702-486-2452
Email Address:
nvsec@sos.nv.gov
Website:
http://www.nvsos.gov
Secretary of State
Bureau of Securities Regulation
Mailing Address:
Secretary of State,
Bureau of Securities Regulation,
State House,
Room 204,
107 North Main Street, Concord, NH 03301
Phone Number:
603-271-3246
Fax Number:
603-271-3247
Email:
securities@sos.nh.gov
Website:
https://www.sos.nh.gov/securities-regulation
New Jersey Bureau of Securities
Mailing Address:
153 Halsey Street, 6th Floor Newark, NJ 07102
Phone Number:
973-504-3600
Complaints:
866-I-Invest
(866-446-8378)
Fax Number:
973-504-3602
Email: [email address removed]
Website:
https://www.njconsumeraffairs.gov/bos/Pages/contactus.aspx
New Mexico Securities Division
Mailing Address:
P.O. Box 25101 Santa Fe, NM 87504
Phone Number:
505-476-4580
Toll-Free in New Mexico:
800-704-5533
Fax Number:
505-476-4581
Website: [invalid URL removed]
Email: [email address removed]
New York State
Department of Financial Services
Mailing Address:
One State Street New York, NY 10004-1511
Phone Number:
800-342-3736
Fax Number:
212-608-0100
Website: https://www.dfs.ny.gov/
North Carolina Secretary of State
Securities Division
Mailing Address:
P.O. Box 29622 Raleigh, NC 27626-0525
Phone Number:
(919) 716-6400
Fax Number:
919-814-5596
Website:
https://www.sosnc.gov/divisions/securities
North Dakota Securities Department
Mailing Address:
600 East Boulevard Avenue Bismarck, ND 8505-0510
Phone Number:
(701) 328-2910
Fax Number:
701-328-2911
Website:
https://www.securities.nd.gov/
Ohio Department of Commerce
Division of Securities
Mailing Address:
77 South High Street, 22nd Floor Columbus, OH 43215-6131
Phone Number:
614-644-7381
Investor Protection Hotline:
877-863-7841
Fax Number:
614-466-3316
Email:
securitiesgeneral.questions@com.state.oh.us
Website:
http://www.com.ohio.gov/secu/
Oklahoma Securities Commission
Mailing Address:
204 North Robinson Avenue, Suite 400 Oklahoma City, OK 73102-7001
Phone Number:
405-280-7700
Fax Number:
405-521-2431
Website:
https://securities.ok.gov/
Oregon Division of Financial Regulation
Securities Section
Mailing Address:
350 Winter Street NE, Room 410 Salem, OR
97301-3881
Phone Number:
503-378-4140
Toll-Free in Oregon:
888-877-4894
Fax Number:
503-378-4331
Website: https://dfr.oregon.gov/business/licensing/financial/securities/pages/index.aspx
Pennsylvania Department of Banking and Securities
Mailing Address:
17 North 2nd Street, Suite 1300 Harrisburg, PA 17011
Phone Number:
1-800-PA-BANKS
(1-800-722-2657)
Fax Number:
717-787-1415
Website: [invalid URL removed]
Rhode Island
Department of Business Regulation
Securities Division
Mailing Address:
1511 Pontiac Avenue, Cranston, RI 02920
Telephone Number:
401-462-9586
or
401-462-9580
Fax Number:
401-462-9532
Website:
http://www.dbr.state.ri.us/divisions/securities/securities.php
Email:
DBR.SecInquiry@dbr.ri.gov
South Carolina Attorney General
Securities Division
Mailing Address:
P.O. Box 11549, Columbia, SC 29211-1549
Phone Number:
803-734-3970
Fax Number:
803-734-3677
Website:
https://www.scag.gov/inside-the-office/legal-
services-division/securities/
Email:
agsecurities@scag.gov
South Dakota
Division of Securities
Mailing Address:
124 S. Euclid Avenue, 2nd Floor, Pierre, SD 57501
Phone Number:
605-773-3563
Fax Number:
605-773-5369
Website:
https://dlr.sd.gov/securities/default.aspx
Tennessee Securities Division
Mailing Address:
312 Cole Office Building, 422 Sixth Avenue North, Nashville, TN 37243-0565
Phone Number:
615-741-2957
Fax Number:
615-741-7433
Website: [invalid URL removed]
Texas State Securities Board
Mailing Address:
P.O. Box 12188, Austin, TX 78711-2188
Phone Number:
512-936-0100
Fax Number:
512-936-0110
Website: https://www.ssb.texas.gov/
Email:
txig@ssb.texas.gov
Utah Department of Financial Institutions
Securities Division
Mailing Address:
36 South State Street, 3rd Floor, Salt Lake City, UT 84111-2301
Phone Number:
801-530-6600
Fax Number:
801-530-6601
Website: [invalid URL removed]
Vermont Department of Financial Regulation
Securities Division
Mailing Address:
89 Main Street, Montpelier, VT 05620-2901
Phone Number:
802-828-2440
Fax Number:
802-828-2431
Website:
https://dfr.vermont.gov/securities
Email:
dfr.securitiesinfo@vermont.gov
Virginia State Corporation Commission
Securities Division
Mailing Address:
Tyler Building, 1300 East Main Street, Richmond, VA 23219
Phone Number:
804-371-9000
Fax Number:
804-371-9001
Website: [invalid URL removed]
Washington State
Department of Financial Institutions
Mailing Address:
1501 Fourth Avenue, Suite 200, Seattle, WA 98101-2021
Phone Number:
206-616-3300
Fax Number:
206-616-3301
Website:
https://dfi.wa.gov/
Email:
dfi@dfi.wa.gov
West Virginia Securities Division
Mailing Address:
State Capitol Complex, Building 6, Room 353, Charleston, WV 25305
Phone Number:
304-558-0800
Fax Number:
304-558-0810
Website: [invalid URL removed]
Email:
securities@wvsao.gov
Wisconsin Department of Financial Institutions
Mailing Address:
P.O. Box 7884, Madison, WI 53707-7884
Phone Number:
608-266-2772
Fax Number:
608-266-1052
Website:
https://dfi.wi.gov/
Email:
DFISecurities@dfi.wisconsin.gov
Wyoming Securities Division
Mailing Address:
Herschler Building,
4th Floor, 122 West 25th Street, Cheyenne, WY 82002-0020
Phone Number:
307-777-7404
Fax Number:
307-777-6243
Website: [invalid URL removed]
District of Columbia Department of
Insurance, Securities and Banking
Mailing Address:
801 First Street NE, Suite 801, Washington, DC 20002
Phone Number:
202-727-8000
Fax Number:
202-330-5156
Email:
hotline@dosdc.org
Website:
https://disb.dc.gov/page/securities-bureau